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Federal Register / Vol. 86, No. 38 / Monday, March 1, 2021 / Notices
G. Approval by Sponsors in Accordance With Plans Section IVci of the CQ Plan and Section IVbi of the CTA Plan require the Participants to unanimously approve the Amendments proposed herein. They so approved it.
H. Description of Operation of Facility Contemplated by the Proposed Amendments Not applicable.
I. Terms and Conditions of Access Not applicable.
J. Method of Determination and Imposition, and Amount of, Fees and Charges Not applicable.
K. Method and Frequency of Processor Evaluation Not applicable.
L. Dispute Resolution Not applicable.
II. Regulation NMS Rule 601a Solely in Its Application to the Amendments to the CTA Plan A. Equity Securities for Which Transaction Reports Shall be Required by the Plan Not applicable.
B. Reporting Requirements Not applicable.
C. Manner of Collecting, Processing, Sequencing, Making Available and Disseminating Last Sale Information Not applicable.
D. Manner of Consolidation Not applicable.
E. Standards and Methods Ensuring Promptness, Accuracy and Completeness of Transaction Reports Not applicable.
F. Rules and Procedures Addressed to Fraudulent or Manipulative Dissemination Not applicable.
G. Terms of Access to Transaction Reports Not applicable.

Not applicable.
III. Solicitation of Comments
Jkt 253001

Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
CTA/CQ202101 on the subject line.

AGENCY:

Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRCTA/CQ202101. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions website http www.sec.gov/rules/
sro.shtml. Copies of the submission, all written statements with respect to the proposed Amendments that are filed with the Commission, and all written communications relating to the proposed Amendments between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for website viewing and printing at the principal office of the Plans. All comments received will be posted without change;
the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRCTA/
CQ202101 and should be submitted on or before March 22, 2021.

FR Doc. 202104088 Filed 22621; 8:45 am
The Commission seeks comments on the Amendments. Interested persons are invited to submit written data, views,
18:48 Feb 26, 2021

SECURITIES AND EXCHANGE
COMMISSION

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17
J. Matthew DeLesDernier, Assistant Secretary.

H. Identification of Marketplace of Execution
VerDate Sep<11>2014

and arguments concerning the foregoing, including whether the proposed Amendments are consistent with the Act and the rules and regulations thereunder applicable to national market system plans.
Comments may be submitted by any of the following methods:

BILLING CODE 801101P
17 17

PO 00000

CFR 200.303a85.

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Investment Company Act Release No.
34202; 81215120

Star Mountain Credit Opportunities Fund, LP, et al.
February 23, 2021.

Securities and Exchange Commission Commission.
ACTION: Notice.
Notice of application for an order under sections 17d and 57i of the Investment Company Act of 1940 the Act and rule 17d1 under the Act to permit certain joint transactions otherwise prohibited by sections 17d and 57a4 of the Act and rule 17d1
under the Act.
SUMMARY OF APPLICATION: Applicants request an order to permit certain business development companies BDCs and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment funds.
APPLICANTS: Star Mountain Credit Opportunities Fund, LP the Fund;
Star Mountain Fund Management, LLC
the BDC Adviser, on behalf of itself and its successors; 1 Star Mountain Diversified Small Business Access Fund II, LP, Star Mountain Diversified Small Business Access Fund IIA, LP, Star Mountain Diversified Credit Income Fund III, LP, Star MountainPA Small Business Co-Investment Platform, LP, Star MountainPA Small Business CoInvestment Platform II, LP, Star MountainPA Holdings I, LTD, Star Mount U.S. Lower Middle-Market Secondary Fund II, LP and Star Mountain SBIC Fund, LP collectively, the Existing Affiliated Funds.
FILING DATES: The application was filed on April 3, 2020 and amended on July 29, 2020 and November 25, 2020.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by emailing the Commissions Secretary at SecretarysOffice@sec.gov and serving applicants with a copy of the request by email.
Hearing requests should be received by the Commission by 5:30 p.m. on March 22, 2021, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0
1 The term successor, as applied to each Adviser as defined below, means an entity that results from a reorganization into another jurisdiction or change in the type of business organization.

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