Federal Register - February 23, 2021
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Fuente: Federal Register
Federal Register / Vol. 86, No. 34 / Tuesday, February 23, 2021 / Notices believes that a waiver of the operative delay is consistent with the protection of investors and the public interest because the proposal was published previously for a substantial period time for public comment and no comments were received on the proposal, and because a waiver will allow the proposed rules to become effective in time for the Exchange to implement its related technological changes.
Accordingly, the Commission hereby waives the 30-day operative delay and designates the proposal operative upon filing.19
At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19b2B 20 of the Act to determine whether the proposed rule change should be approved or disapproved.
IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
NYSE202113 on the subject line.
Paper Comments Send paper comments in triplicate to: Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
Exchange Act Release No. 90363 Nov. 5, 2020, 85
FR 71964 Nov. 12, 2020. The comment period for SRNYSE202089 was extended to February 10, 2021. See Securities Exchange Act Release No.
90726 Dec. 18, 2020, 85 FR 84431 Dec. 28, 2020.
The Exchange amended SRNYSE202089 on February 5, 2021 to remove the proposal from that filing, see Securities Exchange Act Release No.
91095 Feb. 10, 2021, 86 FR 9978 Feb. 17, 2021, and then subsequently filed the proposal as SR
NYSE202113 on February 13, 2021. The Commission notes that it received no comments on the proposal under SRNYSE202089.
19 For purposes only of accelerating the operative date of this proposal, the Commission has considered the proposed rules impact on efficiency, competition, and capital formation. 15
U.S.C. 78cf.
20 15 U.S.C. 78sb2B.
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All submissions should refer to File Number SRNYSE202113. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNYSE202113 and should be submitted on or before March 16, 2021.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202103545 Filed 22221; 8:45 am BILLING CODE 801101P
SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491147; File No. SR
NYSEARCA202112
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges February 17, 2021.
Pursuant to Section 19b1 1 of the Securities Exchange Act of 1934
Act 2 and Rule 19b 4 thereunder,3
notice is hereby given that, on February 10, 2021, NYSE Arca, Inc. NYSE
Arca or the Exchange filed with the Securities and Exchange Commission Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the NYSE Arca Equities Fees and Charges Fee Schedule to adopt a new pricing tier, Tape B Tier 3, and make nonsubstantive changes to the Fee Schedule. The Exchange proposes to implement the fee changes effective February 10, 2021. The proposed rule change is available on the Exchanges website at www.nyse.com, at the principal office of the Exchange, and at the Commissions Public Reference Room.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below.
The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.
A. Self-Regulatory Organizations Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to adopt a new pricing tier, Tape B Tier 3, and make non-substantive changes to the Fee Schedule.
The proposed change to adopt a new pricing tier responds to the current competitive environment where order flow providers have a choice of where to direct liquidity-providing orders by offering further incentives for ETP
21 17
2 15
1 15
3 17
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