Federal Register - February 23, 2021

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Fuente: Federal Register

11020

Federal Register / Vol. 86, No. 34 / Tuesday, February 23, 2021 / Notices
matter within the Commissions jurisdiction.

SECURITIES AND EXCHANGE
COMMISSION

Dated: February 17, 2021.
For the Nuclear Regulatory Commission.
David C. Cullison, NRC Clearance Officer, Office of the Chief Information Officer.

Release No. 3491144; File No. SRCFE
2021002

Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Rule Consolidation
FR Doc. 202103557 Filed 22221; 8:45 am BILLING CODE 759001P

February 17, 2021.

OCCUPATIONAL SAFETY AND
HEALTH REVIEW COMMISSION
Senior Executive Service Performance Review Board Membership Occupational Safety and Health Review Commission.
ACTION: Annual notice.
AGENCY:

Notice is given of the appointment of members to the Performance Review Board PRB of the Occupational Safety and Health Review Commission.
DATE: Membership is effective on February 23, 2021.
FOR FURTHER INFORMATION CONTACT:
Linda M. Beard, Human Resources Specialist, U.S. Occupational Safety and Health Review Commission, 1120 20th Street NW, Washington, DC 20036, 202
6065393.
SUPPLEMENTARY INFORMATION: The Review Commission, as required by 5
U.S.C. 4314c1 through 5, has established a Senior Executive Service PRB. The PRB reviews and evaluates the initial appraisal of a senior executives performance by the supervisor, and makes recommendations to the Chairman of the Review Commission regarding performance ratings, performance awards, and pay-forperformance adjustments. Members of the PRB serve for a period of 24 months.
In the case of an appraisal of a career appointee, more than half of the members shall consist of career appointees, pursuant to 5 U.S.C.
4314c5. The names and titles of the PRB members are as follows:
Tim English, Associate Administrator, Regional Operations and Support, United States Department of Agriculture, Food and Nutrition Service;
Yvette Hatfield, Assistant General Counsel, Division of OperationsManagement, National Labor Relations Board;
Michael A. McCord, General Counsel, Federal Mine Safety and Health Review Commission.
SUMMARY:

Cynthia L. Attwood, Chairman.
FR Doc. 202103669 Filed 22221; 8:45 am BILLING CODE 760001P

VerDate Sep<11>2014

18:36 Feb 22, 2021

Jkt 253001

Pursuant to Section 19b7 of the Securities Exchange Act of 1934
Act,1 notice is hereby given that on February 3, 2021 Cboe Futures Exchange, LLC CFE or Exchange filed with the Securities and Exchange Commission Commission the proposed rule change described in Items I, II, and III below, which Items have been prepared by CFE.2 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. CFE
also has filed this proposed rule change with the Commodity Futures Trading Commission CFTC. CFE filed a written certification with the CFTC
under Section 5cc of the Commodity Exchange Act CEA 3 on January 28, 2021.
I. Self-Regulatory Organizations Description of the Proposed Rule Change The Exchange proposes to streamline the manner in which CFEs rules require CFE Trading Privilege Holders TPHs to comply with CFTC regulations relating to minimum financial requirements, financial reporting requirements, and protection of customer funds. The scope of this filing is limited solely to the application of the proposed rule change to security futures that may be traded on CFE. Although no security futures are currently listed for trading on CFE, CFE may list security futures for trading in the future. The text of the proposed rule change is attached as Exhibit 4 to the filing but is not attached to the publication of this notice.
II. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, CFE
included statements concerning the 1 15

U.S.C. 78sb7.
Commission notes that the Exchange originally filed its proposed rule change regarding rule consolidation on January 29, 2021 SRCFE
2021001. SRCFE2021001 was subsequently withdrawn and replaced by this filing in order to correct certain typographical errors in the Exhibit 1 and proposed rule text.
3 7 U.S.C. 7a2c.
2 The
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Fmt 4703

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purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. CFE has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.
A. Self-Regulatory Organizations Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose Chapter 5 Obligations of Trading Privilege Holders of the CFE Rulebook currently includes a lengthy Appendix that contains twenty CFE rules numbered Rules 518 through 537. Each of these rules provides that any TPH
subject to an enumerated CFTC
Regulation that violates the specified Regulation shall be deemed to have violated that CFE rule. The CFTC
Regulations referenced in the Appendix relate to minimum financial standards for intermediaries, the segregation of customer and proprietary funds, the custody of customer funds, the investment standards for customer funds, intermediary default procedures, and related recordkeeping. The Appendix is lengthy because it includes twenty separate CFE rules. The Appendix is also lengthy because each of these CFE rules includes CFE rule language as well as a restatement of the provisions of the applicable CFTC
Regulation that is referenced in the rule which follows after the CFE rule language.
The proposed rule change streamlines the manner in which the requirements under the Appendix to Chapter 5 are presented in the CFE Rulebook while maintaining the same requirements within the Rulebook that are currently provided for under the Appendix.
Specifically, the proposed rule change consolidates those requirements by enumerating all of them within current CFE Rule 518 Compliance with Minimum Financial Requirements, Financial Reporting Requirements, and Requirements Relating to Protection of Customer Funds instead of within an Appendix to Chapter 5. The proposed rule change also deletes the restatement of all of the provisions of the CFTC
Regulations referenced in the Appendix while maintaining within Rule 518
reference to those same CFTC
Regulations and to the subject matter of those regulations.
The following table identifies for each of the current CFE rules that is proposed to be consolidated into Rule 518 the rule
E:FRFM23FEN1.SGM

23FEN1

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Federal Register - February 23, 2021

TítuloFederal Register

PaísEstados Unidos de América

Fecha23/02/2021

Nro. de páginas398

Nro. de ediciones7801

Primera edición14/03/1936

Ultima edición24/06/2026

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