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Federal Register / Vol. 86, No. 29 / Tuesday, February 16, 2021 / Rules and Regulations 87 To authorize the issuance of orders canceling the registration of security-based swap dealers and major security-based swap participants registered pursuant to 240.15Fb21 of this chapter Rule 15Fb21 if such persons are no longer in existence or have ceased to do business as securitybased swap dealers or major securitybased swap participants, pursuant to 240.15Fb33a of this chapter Rule 15Fb33a.
88 To determine by order, pursuant to 240.15Fb32b of this chapter Rule 15Fb32b, whether notices of withdrawal of registration filed by security-based swap dealers or major security-based swap participants pursuant to section 15Fb of the Securities Exchange Act of 1934 15
U.S.C. 78o10b shall become effective sooner than the normal 60 day period provided in Rule 15Fb32b 240.15Fb32b of this chapter.
89 To authorize the publication in the Federal Register of notices that a complete application for substituted compliance has been submitted to the Commission, pursuant to 240.013 of this chapter Rule 013.
90 To grant applications made pursuant to 201.194 of this chapter Rule 194 of the Commissions Rules of Practice.
91 Pursuant to section 19b of the Act, 15 U.S.C. 78sb, and 240.19b 4n of this chapter Rule 19b4, to publish notices of advance notices filed by designated clearing agencies.
92 Pursuant to section 19b of the Act, 15 U.S.C. 78sb, and 240.19b 4n of this chapter Rule 19b4, to publish notices of withdrawals of advance notices filed by designated clearing agencies.
93 Pursuant to section 806e1 of the Payment, Clearing, and Settlement Supervision Act of 2010, 12 U.S.C.
5465e1D, to require a designated clearing agency to provide any information necessary to assess the effect the proposed change would have on the nature or level of risks associated with the designated clearing agencys payment, clearing, or settlement activities and the sufficiency of any proposed risk management techniques.
94 Pursuant to section 806e1 of the Payment, Clearing, and Settlement Supervision Act of 2010, 12 U.S.C.
5465e1H, to extend the review period for an additional 60 days for proposed changes that raise novel or complex issues and provide the designated clearing agency with prompt written notice of such extension.

l Notwithstanding anything in paragraphs a through k of this
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section, in any case in which the Director of the Division of Trading and Markets believes it appropriate, the Director may submit the matter to the Commission.
24. Section 200.303a is amended by:
a. In the introductory text, removing the words him or under his and adding in their place the Director or under the Directors;
b. Adding paragraphs a2 through 14;
c. Redesignating paragraph b as paragraph c; and d. Adding new paragraph b.
The additions read as follows.
200.303a Delegation of authority to the Director of the Office of Municipal Securities.

a
2 Pursuant to section 19b of the Act, 15 U.S.C. 78sb, and 240.19b4 of this chapter Rule 19b4, to publish notices of proposed rule changes filed by the Municipal Securities Rulemaking Board and to approve such proposed rule changes, and to find good cause to approve a proposed rule change earlier than 30 days after the date of publication of such proposed rule change and to publish the reasons for such finding. Pursuant to section 19b of the Act, 15 U.S.C. 78sb, and Rule 19b4 240.19b4 of this chapter, to disapprove a proposed rule change, provided that, with respect to a particular proposed rule change, if two 2 or more Commissioners object in writing to the Director within five 5
business days of being notified by the Director that the Office intends to exercise its authority to disapprove that particular proposed rule change, then the delegation of authority to approve or disapprove that proposal is withdrawn, and the Director shall either present a recommendation to the Commission or institute pursuant to delegated authority proceedings to determine whether the proposed rule change should be disapproved. In addition, pursuant to section 19b10 of the Act, 15 U.S.C.
78sb10, to notify the Municipal Securities Rulemaking Board that a proposed rule change does not comply with the rules of the Commission relating to the required form of a proposed rule change, and to determine that a proposed rule change is unusually lengthy and complex or raises novel regulatory issues and to inform the Municipal Securities Rulemaking Board of such determination.
3 Pursuant to section 15Ba of the Act 15 U.S.C. 78o4a, to authorize the issuance of orders granting registration of municipal securities
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dealers within forty-five days of the filing of an application for registration as a municipal securities dealer or within such longer period as to which the applicant consents.
4i To grant and deny applications for confidential treatment filed pursuant to section 24b of the Act 15 U.S.C.
78xb and 240.24b2 of this chapter Rule 24b2 thereunder;
ii To revoke a grant of confidential treatment for any such application.
5 Pursuant to section 17b of the Act 15 U.S.C. 78qb, prior to any examination of a registered municipal securities dealer whose appropriate regulatory agency is not the Commission, to notify and consult with the appropriate regulatory agency for such municipal securities dealer.
6 Pursuant to section 17c3 of the Act, 15 U.S.C. 78qc3, in regard to municipal securities dealers for which the Commission is not the appropriate regulatory agency:
i To notify the appropriate regulatory agency of any examination conducted by the Commission of any such municipal securities dealer;
ii To request from the appropriate regulatory agency a copy of the report of any examination of any such municipal securities dealer conducted by such appropriate regulatory agency and any data supplied to it in connection with such examination; and iii To furnish to the appropriate regulatory agency on request a copy of the report of any examination of any such municipal securities dealer conducted by the Commission and any data supplied to it in connection with such examination.
7 Pursuant to section 19b2A of the Act, 15 U.S.C. 78sb2A, to extend for a period not exceeding 90
days from the date of publication of notice of the filing of a proposed rule change by the Municipal Securities Rulemaking Board pursuant to section 19b1 of the Act, 15 U.S.C. 78sb1, the period during which the Commission must by order approve or disapprove the proposed rule change or institute proceedings to determine whether the proposed rule change should be disapproved and to determine whether such longer period is appropriate and publish the reasons for such determination.
8 Pursuant to 17 CFR 15c212e Rule 15c212e, to grant or deny exemptions, either unconditionally or on specified terms and conditions, from Rule 15c212.
9 To administer the provisions of 240.24c1 of this chapter; provided that access to nonpublic information as defined in 240.24c1 shall be provided
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