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Federal Register / Vol. 86, No. 21 / Wednesday, February 3, 2021 / Notices
workshops and https www.nano.gov/
PublicWebinars. For more information on the Communities of Interest, please visit https www.nano.gov/
Communities.
FOR FURTHER INFORMATION CONTACT:

For
information regarding this Notice, please contact Patrice Pages at info@
nnco.nano.gov or 2025171041.
These public meetings address the charge in the 21st Century Nanotechnology Research and Development Act for NNCO to provide for public input and outreach . . . by the convening of regular and ongoing public discussions. Workshop and webinar topics may include strategic planning;
technical subjects; environmental, health, and safety issues related to nanomaterials nanoEHS; business case studies; or other areas of potential interest to the nanotechnology community. Areas of focus for the Communities of Interest may include research on nanoEHS; nanotechnology education; nanomedicine;
nanomanufacturing; or other areas of potential interest to the nanotechnology community. The Communities of Interest are not intended to provide any government agency with advice or recommendations; such action is outside of their purview.
Registration: Due to space limitations, pre-registration for workshops is required. Workshop registration is on a first-come, first-served basis, and will be capped as space limitations dictate.
Registration information will be available at https www.nano.gov/
events/meetings-workshops.
Registration for the webinars will open approximately two weeks prior to each event and will be capped at 500
participants or as space limitations dictate. Individuals planning to attend a webinar can find registration information at https www.nano.gov/
PublicWebinars. Written notices of participation for workshops, webinars, or Communities of Interest should be sent by email to info@nnco.nano.gov.
Meeting Accommodations:
Individuals requiring special accommodation to access any of these public events should contact info@
nnco.nano.gov at least 10 business days prior to the meeting so that appropriate arrangements can be made.

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SUPPLEMENTARY INFORMATION:

Dated: January 29, 2021.
Stacy Murphy, Operations Manager, White House Office of Science and Technology Policy.
FR Doc. 202102224 Filed 2221; 8:45 am BILLING CODE 3270F1P

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17:21 Feb 02, 2021

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SECURITIES AND EXCHANGE
COMMISSION
Release No. 3491006; File No. SR
CboeBYX2021005

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchanges CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements January 28, 2021.

Pursuant to Section 19b1 of the Securities Exchange Act of 1934
Act,1 and Rule 19b4 thereunder,2
notice is hereby given that on January 15, 2021, Cboe BYX Exchange, Inc. the Exchange or BYX filed with the Securities and Exchange Commission Commission the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organizations Statement of the Terms of Substance of the Proposed Rule Change Cboe BYX Exchange, Inc. the Exchange or BYX proposes to amend the Exchanges compliance rule Compliance Rule regarding the National Market System Plan Governing the Consolidated Audit Trail the CAT
NMS Plan or Plan 3 to be consistent with a conditional exemption granted by the Securities and Exchange Commission Commission from certain allocation reporting requirements set forth in Section 6.4diiA1 and 2 of the CAT NMS
Plan Allocation Exemption.4 The text of the proposed rule change is provided below.
additions are italicized; deletions are bracketed

Rules of Cboe BYX Exchange, Inc.

Rule 4.5. Consolidated Audit Trail Definitions For purposes of Rules 4.5 through 4.16:

1 15

U.S.C. 78sb1.
CFR 240.19b4.
3 Unless otherwise specified, capitalized terms used in this rule filing are defined as set forth in the Compliance Rule.
4 See Securities Exchange Act Rel. No. 90223
October 19, 2020, 85 FR 67576 October 23, 2020
Allocation Exemptive Order.
2 17

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ab No change.
c Allocation means 1 the placement of shares/contracts into the same account for which an order was originally placed; or 2
the placement of shares/contracts into an account based on allocation instructions e.g., subaccount allocations, delivery versus payment DVP allocations.
d c Allocation Report means a report made to the Central Repository by an Industry Member that identifies the Firm Designated ID for any accounts, including subaccounts, to which executed shares/
contracts are allocated and provides 1 the security that has been allocated;, 2 the identifier of the firm reporting the allocation;, 3 the price per share/contract of shares/contracts allocated;, 4 the side of shares/contracts allocated;, 5 the number of shares/contracts allocated to each account;, and 6 the time of the allocation; 7 Allocation ID, which is the internal allocation identifier assigned to the allocation event by the Industry Member; 8
trade date; 9 settlement date; 10 IB/
correspondent CRD Number if applicable;
11 FDID of new orders if available in the booking system; 12 allocation instruction time optional; 12 if account meets the definition of institution under FINRA Rule 4512c; 13 type of allocation allocation to a custody account, allocation to a DVP
account, step-out, correspondent flip, allocation to a firm owned or controlled account, or other non-reportable transactions e.g., option exercises, conversions; 14 for DVP allocations, custody broker-dealer clearing number prime broker if the custodian is a U.S. broker-dealer, DTCC
number if the custodian is a U.S. bank, or a foreign indicator, if the custodian is a foreign entity; and 15 if an allocation was cancelled, a cancel flag indicating that the allocation was cancelled, and a cancel timestamp, which represents the time at which the allocation was cancelled;
provided, for the avoidance of doubt, any such Allocation Report shall not be required to be linked to particular orders or executions.
e d No change.
f e No change.
g f No change.
h g No change.
i h No change.
j i No change.
k j No change.
l Client Account means, for the purposes of an Allocation and Allocation Report, any account or subaccount that is not owned or controlled by the Industry Member.
m k No change.
n l No change.
o m No change.
p n No change.
q o No change.
r p No change.
s q No change.
t r No change.
u s No change.
v t No change.
w u No change.
x v No change.
y w No change.
z x No change.
aa y No change.

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