Federal Register - February 2, 2021

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Fuente: Federal Register

7906

Federal Register / Vol. 86, No. 20 / Tuesday, February 2, 2021 / Notices
prospectus in the effective registration statement.

change should be approved or disapproved.

B. Self-Regulatory Organizations Statement on Burden on Competition The Exchange does not believe that the proposed rule change would impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed rule change is not designed to address any competitive issues but rather is designed to provide specificity in Exchange rules that Exchange systems would be able to accept IDO
Orders that comply with the requirement specified in Rule 7.31c1Diii that an IDO Order must be for the quantity of shares offered by the issuer, as disclosed in the prospectus in the effective registration statement.

IV. Solicitation of Comments
jbell on DSKJLSW7X2PROD with NOTICES

C. Self-Regulatory Organizations Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The Exchange has filed the proposed rule change pursuant to Section 19b3Aiii of the Act 7 and Rule 19b4f6 thereunder.8 Because the proposed rule change does not: i Significantly affect the protection of investors or the public interest; ii impose any significant burden on competition; or iii become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19b3A
of the Act and Rule 19b4f6iii thereunder.
At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19b2B 9 of the Act to determine whether the proposed rule 7 15

U.S.C. 78sb3Aiii.
CFR 240.19b4f6.
9 15 U.S.C. 78sb2B.

Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments Use the Commissions internet comment form http www.sec.gov/
rules/sro.shtml; or Send an email to rule-comments@
sec.gov. Please include File Number SR
NYSE202107 on the subject line.
Paper Comments Send paper comments in triplicate to: Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.
All submissions should refer to File Number SRNYSE202107. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions internet website http www.sec.gov/
rules/sro.shtml. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commissions Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change.
Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRNYSE202107 and should be submitted on or before February 23, 2021.

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For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10
J. Matthew DeLesDernier, Assistant Secretary.
FR Doc. 202102115 Filed 2121; 8:45 am BILLING CODE 801101P

SECURITIES AND EXCHANGE
COMMISSION
SEC File No. 270213, OMB Control No.
32350220

Submission for OMB Review;
Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
205492736
Extension:
Rule 30b21

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995
44 U.S.C. 3501 et seq., the Securities and Exchange Commission the Commission has submitted to the Office of Management and Budget OMB a request for extension of the previously approved collection of information discussed below.
Rule 30b21 17 CFR 270.30b21
under the Investment Company Act of 1940 15 U.S.C. 80a1 et seq. the Investment Company Act requires a registered management investment company fund to 1 file a report with the Commission on Form NCSR
17 CFR 249.331 and 274.128 not later than 10 days after the transmission of any report required to be transmitted to shareholders under rule 30e1 under the Investment Company Act, and 2
file with the Commission a copy of every periodic or interim report or similar communication containing financial statements that is transmitted by or on behalf of such fund to any class of such funds security holders and that is not required to be filed with the Commission under 1, not later than 10
days after the transmission to security holders. The purpose of the collection of information required by rule 30b21 is to meet the disclosure requirements of the Investment Company Act and certification requirements of the Sarbanes-Oxley Act of 2002 Pub. L.
107204, 116 Stat. 745 2002 and to provide investors with information necessary to evaluate an interest in the fund.
The Commission estimates that there are 2,207 funds, with a total of approximately 11,977 portfolios, that are governed by the rule. For purposes
E:FRFM02FEN1.SGM

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Federal Register - February 2, 2021

TítuloFederal Register

PaísEstados Unidos de América

Fecha02/02/2021

Nro. de páginas145

Nro. de ediciones7797

Primera edición14/03/1936

Ultima edición17/06/2026

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